Sfc licensing division,大家都在找解答。第1頁
2020年1月22日—Licensing.AsthegatekeeperofstandardsforindividualsandcorporationsseekingtoenterthesecuritiesandfuturesmarketsofHongKong, ...,2020年7月23日—Generalenquiries,commentsandsuggestions(seeFAQs),enquiry@sfc.hk.Licensing-relatedenquiries.Privateequityfirmsenquiries.
取得本站獨家住宿推薦 15%OFF 訂房優惠
sfc license type sfc licensing handbook Http www sfc hk publicregweb searchbyname sfc regulation sfc license search SFC annual return SFC licensing sfc intermediaries SFC license application sfc ipo 梅亭街甜點 文華 餐廳 ファーストキャビン二条城 アクセス 佐賀市 溫泉 泰國孕婦 行程 札幌薄野大和ROYNET飯店 機場巴士 running man台灣拍攝集數 小米翻譯機香港 澎湖雅霖飯店附近 line變更電話號碼資料會不見嗎
本站住宿推薦 20%OFF 訂房優惠,親子優惠,住宿折扣,限時回饋,平日促銷
Licensing | Sfc licensing division
2020年1月22日 — Licensing. As the gatekeeper of standards for individuals and corporations seeking to enter the securities and futures markets of Hong Kong, ... Read More
Contact us | Sfc licensing division
2020年7月23日 — General enquiries, comments and suggestions (see FAQs), [email protected]. Licensing-related enquiries. Private equity firms enquiries. Read More
Intermediaries | Sfc licensing division
2020年2月4日 — The Intermediaries Division is structured to align the coverage teams of both the Licensing and Intermediaries Supervision departments around ... Read More
Contact Us | Sfc licensing division
By E-mail, : [email protected]. By Post. : Licensing, Intermediaries Securities and Futures Commission 54/F, One Island East 18 Westlands Road, Quarry ... Read More
Licensing Handbook | Sfc licensing division
“Authorized financial institution” means an authorized institution as defined in section 2(1) of the Banking Ordinance (i.e. a bank, a restricted licence bank or a ... Read More
Licensing forms | Sfc licensing division
2020年7月3日 — Search · The following forms are specified by the SFC under section 402 of the Securities and Futures Ordinance Note 1 & 2. You may download ... Read More
Types of intermediary and licensed individual | Sfc licensing division
2019年2月1日 — The SFC is obliged to refuse to grant a licence or registration if the applicant fails to satisfy the SFC that it is fit and proper. Pursuant to section ... Read More
Circular to all Intermediaries and Licensed Individuals ... | Sfc licensing division
2015年11月13日 — Licensing Department Intermediaries Division Securities and Futures Commission. Click here to download the gazette notice of the Securities ... Read More
Ongoing obligations | Sfc licensing division
2020年9月23日 — Exhibition of licence or certificate of registration. For licensed corporations and registered institutions, you should exhibit your licence or ... Read More
Licensing Information Booklet ! 發牌資料冊 | Sfc licensing division
Enquiries on licensing related matters can be forwarded to the SFC:- ❖ By post: Licensing Department. Securities and Futures Commission. Read More
Licensing | Sfc licensing division
Arrangements for the collection of annual licensing fees. 25 Mar 2019. The Securities and Futures Commission (SFC), after carefully considering the current ... Read More
Premises for business and record keeping | Sfc licensing division
2020年12月10日 — Q3 : Certain records or documents of a licensed corporation are required to be kept at premises approved by the SFC under section 130 of the ... Read More
Licensing Department Securities and Futures Commission | Sfc licensing division
2003年3月10日 — Under the existing regime, an investment adviser firm is required to submit its audited accounts to the. SFC together with its annual return ... Read More
Licensing | Sfc licensing division
2020年1月22日 — Licensing. As the gatekeeper of standards for individuals and corporations seeking to enter the securities and futures markets of Hong Kong, ... Read More
Licensing Handbook | Sfc licensing division
2022年1月1日 — the securities dealing department) are not required to be licensed or registered with the SFC. However, their names have to be entered in ... Read More
Contact us | Sfc licensing division
2022年3月18日 — Contact numbers ; Specific enquiries ; Licensing. (852) 2231 1222. Press 1 after language selection, (852) 2501 0375 ; Intermediaries supervision. Read More
Do you need a licence or registration? | Sfc licensing division
2022年2月9日 — ... institutions (e.g. bank staff working in the securities dealing department) are not required to be licensed or registered with the SFC. Read More
Intermediaries | Sfc licensing division
2020年2月4日 — The Intermediaries Division is structured to align the coverage teams of both the Licensing and Intermediaries Supervision departments ... Read More
Manager - Licensing | Sfc licensing division
2021年6月25日 — SFC/M/LIC/INT/210625. Acting as the gatekeeper for the securities and futures industry in Hong Kong, the Commission's Licensing Department ... Read More
Licensing | Sfc licensing division
2020年1月22日 — SFC (HKEC Listing) Committee · SFC (HKEC ... Licensing · Do you need a licence or registration? Types of intermediary and licensed individual ... Read More
Contact us | Sfc licensing division
Contact numbers ; Specific enquiries ; Licensing. (852) 2231 1222. Press 1 after language selection, (852) 2501 0375 ; Intermediaries supervision. (852) 2231 1222 Read More
[Webinar] Updates on SFC's Licensing Initiatives | Sfc licensing division
... Licensing Department, Intermediaries Division at Securities and Futures Commission (SFC). As the Head of the Licensing Department of Intermediaries Division ... Read More
Circular on licensing and registration of depositaries of ... | Sfc licensing division
2023年7月27日 — Circular on licensing and registration of depositaries of SFC-authorised ... Licensing Department. Intermediaries Division. Securities and Futures ... Read More
SFC Licensing Department | Sfc licensing division
The Licensing Department of the Securities and Futures Commission (the SFC) has issued a circular (see archive) to licensed corporations containing a non- ... Read More
Process Review Panel for the Securities and Futures ... | Sfc licensing division
On 28 February 2002, the SFC notified all licensed firms of their respective. SFC licensing officers via the FinNet. The SFC will similarly update the firms ... Read More
證監會牌照申請 | Sfc licensing division
Submit applications documents of Corporate and Responsible Officers to the SFC Licensing Department. Day 60-150. Receive enquiries from the SFC regarding ... Read More
Hong Kong | Sfc licensing division
2022年12月22日 — The SFC continues to take enforcement action against licensed corporations for regulatory breaches and seek criminal convictions. The SFC has ... Read More
REGULATORY AND LICENSING REQUIREMENTS | Sfc licensing division
The securities and futures markets in Hong Kong are regulated by the SFC. The SFC is an independent non-governmental statutory body outside the civil ... Read More
訂房住宿優惠推薦
17%OFF➚