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2020年9月3日—SFCLicenseType9:AssetManagement.Inbroadterms,theSFOdefines“assetmanagement”asrealestateinvestmentschememanagementor ...,ThefollowingtablesummarisesthekeylicensingrequirementsforthecommontypesoflicensesthatDeloitteprovidessupport.Ingeneral,theSFCtype1 ...
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A Guide to Applying for an SFC License | sfc license type
2020年9月3日 — SFC License Type 9: Asset Management. In broad terms, the SFO defines “asset management” as real estate investment scheme management or ... Read More
Application of SFC License in Hong Kong | sfc license type
The following table summarises the key licensing requirements for the common types of licenses that Deloitte provides support. In general, the SFC type 1 ... Read More
Application of SFC License in Hong Kong | sfc license type
The following table summarises the key licensing requirements for the common types of licenses that Deloitte provides support. In general, the SFC type 1 ... Read More
Applying to the SFC for a Type 9 (asset management) Licence | sfc license type
General information on applications to the SFC for a licence to carry on Type 9 (asset management) regulated activity. Read More
Do you need a licence or registration? | sfc license type
2022年2月9日 — ... to the SFC for a licence for Type 1 (dealing in securities) and Type 7 (providing automated trading services) regulated activities. Read More
Do you need a licence or registration? | sfc license type
2019年2月11日 — Types of regulated activity · Type 1 Dealing in securities · Type 2 Dealing in futures contracts · Type 3 Leveraged foreign exchange trading · Type ... Read More
Do you need a licence or registration? | sfc license type
Schedule 5 to the SFO stipulates 10 types of regulated activity and provides a detailed definition for each of them. These activities are: Type 1 ... Read More
Hong Kong SAR | sfc license type
Type 6: Advising on corporate finance; Type 7: Providing automated trading services; Type 8: Securities margin financing; Type 9: Asset management ... Read More
Hong Kong SFC License Essentials | sfc license type
2023年12月14日 — What are the types of SFC licenses? Key requirements for obtaining an SFC license. Fit-and-proper criteria; Business plan and financial ... Read More
Licensing Handbook | sfc license type
2022年1月1日 — may apply to the SFC for a licence for Type 1 (dealing in securities) and. Type 7 (providing automated trading services) regulated activities. Read More
Licensing Handbook | sfc license type
2022年1月1日 — may apply to the SFC for a licence for Type 1 (dealing in securities) and. Type 7 (providing automated trading services) regulated ... Read More
Licensing Handbook | sfc license type
5. You are licensed for Type 2 regulated activity (dealing in futures contracts) and you wish to carry out Type 5 (advising on futures contracts) and/ ... Read More
Licensing Information Booklet ! 發牌資料冊 | sfc license type
Types of regulated activity. 2.1. Persons conducting business in regulated activities are generally required to be licensed or registered with the SFC (see ... Read More
Licensing Information Booklet ! 發牌資料冊 | sfc license type
Providing automated trading services. ❖ Type 8. Securities margin financing. ❖ Type 9. Asset management. 2.3. A corporation licensed for Type 8 regulated ... Read More
Licensing Information Booklet | sfc license type
Chapter 3 Types of intermediary and licensed individual. 13. 3.1 Licensed corporations. 13. 3.2 Responsible officers. 13. 3.3 Licensed representatives. 13. Read More
Public Register of Licensed Persons and Registered ... | sfc license type
Types of intermediary and licensed individual · » Application procedures · » Ongoing ... This register lists all licensees (ie, both licensed individuals and licensed ... Important legal information about the Public Register of Licensed Pers Read More
Register of licensees & registered institutions | sfc license type
Public register of licensed persons and registered institutions. This register lists all licensees (ie, both licensed individuals and licensed corporations) ... Read More
Register of licensees & registered institutions | sfc license type
Public register of licensed persons and registered institutions. This register lists all licensees (ie, both licensed individuals and licensed corporations) ... Read More
Regulated activities | sfc license type
Licence, Regulated activity, Examples. Type 1, Dealing in securities. Trading /broking stock options for clients; Trading bonds for clients; Buying ... Read More
Regulated activities | sfc license type
Licensing · Type 1: dealing in securities · Type 2: dealing in future contracts · Type 3: leveraged foreign exchange trading · Type 4: advising on securities · Type ... Read More
Setting Up in Hong Kong | sfc license type
2020年9月3日 — The Securities and Futures Ordinance (“SFO”) establishes licensing requirements for both firms and individuals acting on behalf of firms… Read More
SFC License Requirements in Hong Kong | sfc license type
SFC license types for regulated activities · Type 1 – Dealing in securities · Type 2 – Dealing in futures contracts · Type 3 – Leveraged foreign exchange trading ... Read More
SFC License Requirements in Hong Kong | sfc license type
SFC License Requirements in Hong Kong | sfc license type
SFC license types for regulated activities · Type 1 – Dealing in securities · Type 2 – Dealing in futures contracts · Type 3 – Leveraged foreign exchange trading ... Read More
SFC License Type 9 – HK Law Firm | sfc license type
2021年7月27日 — SFC Type 9 licenses are often subject to a condition that the licensed corporation not hold client assets. This condition means that the holder ... Read More
SFC Licensing FAQs | sfc license type
What type of SFC license is needed — A hedge fund manager will normally be carrying on Type 9 regulated activity (RA9). However, some asset managers ... Read More
SFC Publication | sfc license type
2023年4月18日 — Type 9 (asset management) – For a firm delegated with discretionary investment authority;; Type 1 (dealing in securities) – For a firm that ... Read More
Types of intermediary and licensed individual | sfc license type
2022年1月22日 — Corporations · Full licensed corporations · General fit and proper requirement · Specific approval criteria · Further guidance · Temporary licensed ... Read More
Types of intermediary and licensed individual | sfc license type
The SFC is obliged to refuse to grant a licence or registration if the applicant fails to satisfy the SFC that it is fit and proper. Pursuant to section ... Read More
牌照申請 | sfc license type
牌照, 受規管活動, 例子. 第1類, 證券交易. 為客戶提供股票及股票期權的買賣/經紀服務; 為客戶買賣債券; 為客戶買入/沽出互惠基金及單位信託 ... Read More
香港证券及期货事务监察委员会牌照简介 | sfc license type
What Type Of Persons Or Entities Can Be Licensed With The SFC? Read More
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Asset management
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