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2020年9月3日—PracticalguidanceonSFClicensingforhedgefundmanagers,privateequitysponsorsandotherassetmanagersaswellasbrokers,dealers, ...,Dependingonthenatureofthebusiness,oneormoreSFClicense(s)shouldbeappliedtoconducttheproposedregulatedactivities.TypeofRegulatedActivities.
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A Guide to Applying for an SFC License | sfc license
2020年9月3日 — Practical guidance on SFC licensing for hedge fund managers, private equity sponsors and other asset managers as well as brokers, dealers, ... Read More
Application of SFC License in Hong Kong | sfc license
Depending on the nature of the business, one or more SFC license(s) should be applied to conduct the proposed regulated activities. Type of Regulated Activities. Read More
Applying to the SFC for a Type 9 (asset management) ... | sfc license
An applicant for a licence to carry out regulated activity has to demonstrate to the SFC that it has proper business structure, good internal control systems ... Read More
Do you need a licence or registration? | sfc license
2022年2月9日 — Normally, the SFC will not license back office staff, including compliance officers and in-house legal counsel, if s/he does not perform ... Read More
Do you need a licence or registration? | sfc license
Schedule 5 to the SFO stipulates 10 types of regulated activity and provides a detailed definition for each of them. These activities are:. Read More
HKSFC | sfc license
In case of doubt, please contact the SFC at [email protected]. Please follow these instructions in order to view Chinese characters properly in this Register. Read More
Licensing | sfc license
Hong Kong's Securities and Futures Commission (SFC) requires individuals and entities involved in ten “regulated activities” to be license by or registered ... Read More
Licensing forms | sfc license
Home Forms Intermediaries Licensing forms. Licensing forms. Forms. The following forms are specified by the SFC under section 402 of the ... Read More
Licensing Handbook | sfc license
2022年1月1日 — 1.2.1. Broadly speaking, you need a licence if you are not an authorized financial institution3 and: ▫ you are a corporation carrying on a ... Read More
Licensing Information Booklet | sfc license
Part II. What are the requirements for getting a licence or registration? Chapter 4 Licensed corporations. 15. 4.1 General fit and proper requirement. 15. Read More
Licensing | sfc license
2020年1月22日 — grant licences to those who are appropriately qualified and can demonstrate their fitness and properness to be licensed under the Securities ... Read More
Licensing | sfc license
grant licences to those who are appropriately qualified and can demonstrate their fitness and properness to be licensed under the Securities ... Read More
Public Register of Licensed Persons and Registered ... | sfc license
This register lists all licensees (ie, both licensed individuals and licensed corporations) and registered institutions. The information dates back to 1 April 2003, ... Read More
Register of licensees & registered institutions | sfc license
This register lists (1) all licensees (ie, both licensed individuals and licensed corporations) and registered institutions under the Securities and Futures ... Read More
Register of licensees & registered institutions | sfc license
This register lists all licensees (ie, both licensed individuals and licensed corporations) and registered institutions. The information dates back to 1 April ... Read More
Register of licensees & registered institutions | sfc license
Home Regulatory functions Intermediaries Licensing Register of licensees & registered institutions. Public register of licensed persons and registered institutions. Read More
Setting Up in Hong Kong | sfc license
2020年9月3日 — The SFC license requirements extend to a firm actively marketing, whether by itself or another person on its behalf, to the Hong Kong public any ... Read More
SFC | sfc license
Court reaffirms SFC's power of issuing restriction notices · 22 Mar 2023. SFC publishes quick reference guides for licensing requirements. Read More
SFC License Requirements in Hong Kong | sfc license
Every company that plans on carrying out regulated activities (RA) in Hong Kong is required to apply for the relevant type of RA license from the SFC. Read More
SFC licensing | sfc license
Guiding you through the SFC licensing process · 4-8 weeks to prepare and submit · 1-2 months – for the SFC to appoint a case officer and take up the application ... Read More
Types of intermediary and licensed individual | sfc license
2022年1月22日 — The SFC is obliged to refuse to grant a licence or registration if the applicant fails to satisfy the SFC that it is fit and proper. Read More
持牌人及註冊機構的公眾紀錄冊 | sfc license
The SFC undertakes no liability for defects in this Software and gives no warranty in relation to its quality and performance and in particular, but without ... Read More
持牌人及註冊機構的公眾紀錄冊 | sfc license
... 第三者,并保证该第三者在浏览本网站的简体中文版的内容之前同意接纳本免责声明。 The Securities and Futures Commission (SFC) provides a character-based ... Read More
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