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2022年2月9日—ConductingbusinessoutsideHongKong.AlicenceisissuedbytheSFCunderPartVoftheSFOonlytoallowtheholdertocarryonbusiness ...,2022年2月9日—Typesofregulatedactivity·Type1Dealinginsecurities·Type2Dealinginfuturescontracts·Type3Leveragedforeignexchangetrading·Type ...
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Do you need a licence or registration? | www.sfc.hk license
2022年2月9日 — Conducting business outside Hong Kong. A licence is issued by the SFC under Part V of the SFO only to allow the holder to carry on business ... Read More
Do you need a licence or registration? | www.sfc.hk license
2022年2月9日 — Types of regulated activity · Type 1 Dealing in securities · Type 2 Dealing in futures contracts · Type 3 Leveraged foreign exchange trading · Type ... Read More
Do you need a licence or registration? | www.sfc.hk license
Schedule 5 to the SFO stipulates 10 types of regulated activity and provides a detailed definition for each of them. These activities are:. Read More
HKSFC | www.sfc.hk license
Search by licence type | Search by certain business activities (corporation only). In case of doubt, please contact the SFC at [email protected]. Read More
Home | www.sfc.hk license
Search. Licensee search SFC Alert Investment product list Search regulations by topics. Individual. Read More
Important Legal Information about the Public Register of ... | www.sfc.hk license
2023年5月26日 — This Register also displays the licence or registration records of persons or institutions who were previously licensed or registered under SFO ... Read More
Licensing forms | www.sfc.hk license
Intermediaries · Licensing forms · Financial returns · SFC e-certificate application · Audit questionnaire · Business & risk management ... Read More
Licensing forms | www.sfc.hk license
Licensing forms. Forms. The following forms are specified by the SFC under the Securities and Futures Ordinance Note 1 and Note 2 . Read More
Licensing Handbook | www.sfc.hk license
2022年1月1日 — Further guidance for licensed representatives (including responsible officers) . ... Further information is available at http://www.sfc.hk. Read More
Licensing Handbook | www.sfc.hk license
Securities and Futures Commission. 35th Floor, Cheung Kong Center. 2 Queen's Road Central. Hong Kong. ▫ By e-mail: [email protected]. Read More
Licensing Information Booklet ! 發牌資料冊 | www.sfc.hk license
Licensing information is also available at the SFC's web site at http://www.hksfc.org.hk. Answers to some Frequently Asked Questions on. Read More
Licensing Information Booklet | www.sfc.hk license
non-bank retail leveraged foreign exchange market in Hong Kong has to be licensed or registered with the SFC, unless a specific exemption is applicable. 1.3. Read More
Licensing | www.sfc.hk license
2020年1月22日 — SFC (HKEC Listing) Committee · SFC (HKEC ... Consultations and conclusions · Home · Regulatory functions · Intermediaries · Licensing. Licensing. Read More
Licensing | www.sfc.hk license
SFC corporate matters ; Capital Investment Entrant Scheme relating to financial intermediaries, 18 Nov 2003 ; Closer economic partnership arrangement, 21 Apr 2017. Read More
Licensing | www.sfc.hk license
2020年1月22日 — Licensing. As the gatekeeper of standards for individuals and corporations seeking to enter the securities and futures markets of Hong Kong, ... Read More
Licensing | www.sfc.hk license
Licensing. As the gatekeeper of standards for individuals and corporations seeking to enter the securities and futures markets of Hong Kong, ... Read More
Obtaining a printed licence record | www.sfc.hk license
To obtain your licence record, you must sign the request and submit to us the original request document with the following information: Full name (as ... Read More
Public Register of Licensed Persons and Registered ... | www.sfc.hk license
Search by licence type | Search by certain business activities (corporation only). In case of doubt, please contact the SFC at [email protected]. Please follow ... Read More
Public register of licensed persons and registered ... | www.sfc.hk license
This Register also displays the licence or registration records of persons or ... licensed or registered under the Securities and Futures Ordinance. ... You may also contact the SFC at [email protected] for details of earlier ... Read More
Register of licensees & registered institutions | www.sfc.hk license
2023年8月1日 — This register lists (1) all licensees (ie, both licensed individuals and licensed corporations) and registered institutions under the ... Read More
Register of licensees & registered institutions | www.sfc.hk license
Public register of licensed persons and registered institutions. This register lists all licensees (ie, both licensed individuals and licensed corporations) ... Read More
Register of licensees & registered institutions | www.sfc.hk license
Public register of licensed persons and registered institutions. This register lists all licensees (ie, both licensed individuals and licensed corporations) and ... Read More
SFC | www.sfc.hk license
Copyright 2020 Securities and Futures Commission. All rights reserved. Good MPF Employer Manpower Developer Award Caring Organisation. We use cookies to improve ... Read More
SFC Online Portal | www.sfc.hk license
Login Required Submit notification of changes and annual return for licensed corporation, registered institution, licensed representative. Online Licensing ... Read More
Types of intermediary and licensed individual | www.sfc.hk license
2022年1月22日 — The SFC is obliged to refuse to grant a licence or registration if the applicant fails to satisfy the SFC that it is fit and proper. Read More
Useful links | www.sfc.hk license
In case of doubt, please contact the SFC at [email protected]. Please follow these instructions in order to view Chinese characters properly in this Register. Read More
主頁 | www.sfc.hk license
... version via this Software, which involves no corresponding conversion between the terms and expressions used in the Hong Kong SAR and Mainland China. Read More
持牌人及註冊機構的公眾紀錄冊 | www.sfc.hk license
本紀錄冊載列(1)自2003年4月1日(即《證券及期貨條例》的生效日期)起,所有《證券及期貨條例》下的持牌人(即持牌人士及法團)及註冊機構的資料;及(2)自2023年6月1 ... Read More
持牌人及註冊機構的公眾紀錄冊 | www.sfc.hk license
... version via this Software, which involves no corresponding conversion between the terms and expressions used in the Hong Kong SAR and Mainland China. Read More
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