Licensing related matters in light of the COVID | SFC licensing
WilltheSFCgrantanytimeextensionforlicensedindividualswhoarerequiredtopasstheregulatoryexaminationswithinaprescribedtimeframe?
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Application of SFC License in Hong Kong | SFC licensing
The following table summarises the key licensing requirements for the common types of licenses that Deloitte provides support. In general, the SFC type 1 ... Read More
Application procedures | SFC licensing
2022年1月31日 — Once all licensing requirements are met and the SFC is satisfied that you are fit and proper, we may grant you a licence or registration (as ... Read More
Circular on licensing and registration of depositaries of ... | SFC licensing
This circular provides licensing guidance in relation to RA 13, including transitional arrangements for depositaries currently operating in Hong ... Read More
Contact us | SFC licensing
Do you need a licence or registration? | SFC licensing
2022年2月9日 — Further guidance. Conducting business outside Hong Kong. A licence is issued by the SFC under Part V ... Read More
F. Applications fees | SFC licensing
Hong Kong Introduces New Type 13 Regulated Activity | SFC licensing
2023年9月26日 — ... SFC's expectations regarding RA 13 licensing arrangements. ... The SFC has begun accepting licensing applications for RA 13 since July 27, 2023. Read More
Licensing | SFC licensing
Hong Kong's Securities and Futures Commission (SFC) requires individuals and entities involved in ten “regulated activities” to be license by or registered ... Read More
Licensing and Registration of Depositaries Of SFC | SFC licensing
The SFC is currently accepting RA 13 licence and registration applications via WINGS, its online submission platform. The SFC advised that firms which provide ... Read More
Licensing Examination for Securities and Futures ... | SFC licensing
An individual will need one licence or registration to carry on different types of RA. The LEs have been recognised by the Securities and Futures Commission ( ... Read More
Licensing forms | SFC licensing
2022年9月28日 — Licensing forms. Forms. The following forms are specified by the SFC under section 402 of the Securities and Futures Ordinance Note . Read More
Licensing forms | SFC licensing
Licensing Handbook | SFC licensing
2022年1月1日 — regulated activity without the required licence or registration. 4. The SFC maintains a register of licensed corporations, ... Read More
Licensing Information Booklet | SFC licensing
Licensing related matters in light of the COVID | SFC licensing
Will the SFC grant any time extension for licensed individuals who are required to pass the regulatory examinations within a prescribed timeframe? Read More
Licensing | SFC licensing
2020年1月22日 — Licensing. As the gatekeeper of standards for individuals and corporations seeking to enter the securities and futures markets of Hong Kong, ... Read More
Licensing | SFC licensing
licensing.content.title | SFC licensing
Home · Regulatory functions · Intermediaries; Licensing; Circulars. licensing.content.title. licensing.content.description. Read More
List of modifications or waivers of licensing requirements | SFC licensing
Ongoing obligations | SFC licensing
Register of licensees & registered institutions | SFC licensing
This register lists all licensees (ie, both licensed individuals and licensed corporations) and registered institutions. The information dates back to 1 April ... Read More
Register of licensees & registered institutions | SFC licensing
SFC licensing | SFC licensing
Guiding you through the SFC licensing process · 4-8 weeks to prepare and submit · 1-2 months – for the SFC to appoint a case officer and take up the application ... Read More
The Dual Licensing Regime for Virtual Asset Trading ... | SFC licensing
2023年7月17日 — When a License Is Required. Under the AMLO Licensing Regime, you will need to obtain an SFC license if you are: A person in Hong Kong which ... Read More
持牌人及註冊機構的公眾紀錄冊 | SFC licensing
The Securities and Futures Commission (SFC) provides a character-based conversion software (this Software) free of charge in this website. Read More
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