發牌手冊 | sfc licensing handbook
2022年1月1日—http://www.sfc.hk/publicregWeb/searchByName?locale=zh。香港金融管理局(金管...你亦可電郵至[email protected]向證監會查詢有關發牌事宜。
2022年1月1日 — http://www.sfc.hk/publicregWeb/searchByName?locale=zh。香港金融管理局(金管 ... 你亦可電郵至[email protected] 向證監會查詢有關發牌事宜。取得本站獨家住宿推薦 15%OFF 訂房優惠
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Do you need a licence or registration? | sfc licensing handbook
2022年2月9日 — An SFC licence is generally not required for providing financial training or sharing general investment knowledge (e.g. in a classroom ... Read More
Do you need a licence or registration? | sfc licensing handbook
2022年2月9日 — Do you need a licence or registration? Types of regulated activity. Read More
Guidelines | sfc licensing handbook
all contents codes & guidelines Advanced search · RSS Media corner Subscribe Forms FAQs · About the SFC ... Licensing Handbook, 1 Feb 2019, One version ... Read More
Guidelines | sfc licensing handbook
Licensing Handbook, 1 Jan 2022, Three versions. Management, Supervision and Internal Control Guidelines for Persons Licensed by or Registered with the ... Read More
Licensing Handbook | sfc licensing handbook
2022年1月1日 — This Handbook provides general information of licensing and registration matters under the Securities and Futures Ordinance (SFO) (Chapter ... Read More
Licensing Handbook | sfc licensing handbook
2022年1月1日 — This Handbook provides general information of licensing and ... licensed or registered with the SFC, unless a specific exemption is ... Read More
Licensing Handbook | sfc licensing handbook
This Handbook provides general information of licensing and registration matters under the Securities and Futures Ordinance (SFO) (Chapter ... Read More
Licensing Handbook for Virtual Asset Trading Platform ... | sfc licensing handbook
This Handbook provides general information of licensing matters in relation to virtual asset trading platform operators under the Securities and Futures ... Read More
Licensing Information Booklet ! 發牌資料冊 | sfc licensing handbook
Regulatory Handbook (Part A of Volume 2 – Licensing of. Intermediaries and Continuing Obligations of Licensed Persons) posted on the SFC's web site. Read More
Licensing Information Booklet ! 發牌資料冊 | sfc licensing handbook
Regulatory Handbook (Part A of Volume 2 – Licensing of. Intermediaries and Continuing Obligations of Licensed Persons) posted on the SFC's web site. Read More
Licensing | sfc licensing handbook
SFC corporate matters ; Competence requirements for individuals, 23 Jun 2017 (Updated 26 Jan 2022) ; Credit rating agencies, 21 Apr 2011 ; Disclosure of ... Read More
Licensing | sfc licensing handbook
Licensing. Topic, Last updated. "Actively markets" under section 115 of the SFO, 17 Mar 2003. Associated entities ... Read More
New Measures Enhancing Licensing Process | sfc licensing handbook
2022年1月26日 — Highlights of New Licensing Forms and Handbook. ▫ Online Portal Demonstration ... Launch of the SFC Online Portal. Read More
SFC enhances access to licensing information | sfc licensing handbook
The new Licensing Handbook consolidates information previously issued by the SFC in its Licensing Information Booklet and in frequently asked ... Read More
SFC licensing and compliance hints | sfc licensing handbook
... newsletter about the licensing of private equity firms, we have the following seven takeaways from the new Licensing Handbook which was issued in February ... Read More
SFC provides licensing guidance for private equity firms and ... | sfc licensing handbook
The circular also clarifies how the SFC assesses PE firms' ... Paragraph 1.3 of the Licensing Handbook provides general guidance on some ... Read More
發牌手冊 | sfc licensing handbook
2022年1月1日 — http://www.sfc.hk/publicregWeb/searchByName?locale=zh。香港金融管理局(金管 ... 你亦可電郵至[email protected] 向證監會查詢有關發牌事宜。 Read More
發牌手冊 | sfc licensing handbook
[email protected]. ▫ 證監會查詢熱線(24 小時):. 2231-1222. 接通查詢熱線後,按❶❶❶❾留下口信。 7. 認可財務機構1如有任何關於發牌事宜的查詢, ... Read More
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